- Arbitration - Worxco List Serve

Re: Arbitration Committee Call moved to July 23rd at 3:00 CST
by McCardle, Lance C. 23 Jul '24

23 Jul '24

Hello everyone. This is a reminder that we are having a call this afternoon at 3 CST. Attached is a working draft of the Discovery Guide for Securities Investor Disputes in AAA Arbitrations. From: McCardle, Lance C. via Arbitration <arbitration(a)mail.piaba.org> Sent: Tuesday, July 16, 2024 9:53 AM To: arbitration(a)mail.piaba.org Subject: [Arbitration] Arbitration Committee Call moved to July 23rd at 3:00 CST Hey folks. We are going to move the arbitration committee call scheduled for today to next Tuesday, July 23rd at 3:00 CST. Jason and his office have been working on a proposed Discovery Guide to be used in connection with Securities Investor Disputes in AAA Arbitrations. We hope to be able to circulate in advance of the call. We could also use some help developing a compelling argument for AAA that the costs to Claimant should be minimal. As a starting point, we were hoping to prepare a summary of the history as to why the costs of consumer cases are what they are and what sort of evolution on costs in consumer cases may have taken place over the years. Thanks, and we look forward to speaking next week. -Lance Lance C. McCardle Partner lmccardle(a)fishmanhaygood.com<mailto:lmccardle@fishmanhaygood.com> ------------------------------------------- FishmanHaygood LLP 201 St. Charles Avenue, 46th Floor New Orleans, Louisiana 70170 d: 504.586.5298 f: 1504.949.8216 fishmanhaygood.com This transmittal and attachments may be a confidential attorney-client communication or may otherwise be privileged or confidential. If you are not the intended recipient, you have received this transmittal in error; any review, dissemination, distribution or copying of this transmittal is prohibited. If you have received this transmittal and/or attachments in error please notify us immediately by reply or by telephone (call us collect at 504-586-5252) and immediately delete this message and all its attachments. IRS Circular 230 disclosure: To ensure compliance with requirements imposed by the IRS, we inform you that any U.S. federal tax advice contained in this communication (including any attachments) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein.

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PIABA Arbitration Committee Meeting
by PIABA 16 Jul '24

16 Jul '24

Dates: March 19th April 16th May 21st June 18th July 16th August 20th September 17th October 15th Time: 4:00pm ET; 3:00pm CT; 2:00pm MT; 1:00pm PT Meeting ID: 885 6698 2861 Passcode: 594401 Link: https://us06web.zoom.us/j/88566982861?pwd=LzVHZzQ4MWZrK2lvR0Rlc0dkYWVXUT09 Dial by your location +1 669 900 6833 US (San Jose) +1 253 215 8782 US (Tacoma) +1 346 248 7799 US (Houston) +1 929 205 6099 US (New York) +1 301 715 8592 US (Washington DC) +1 312 626 6799 US (Chicago) Find your local number: https://zoom.us/u/aiAdIR0S4

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Arbitration Committee Call moved to July 23rd at 3:00 CST
by McCardle, Lance C. 16 Jul '24

16 Jul '24

Hey folks. We are going to move the arbitration committee call scheduled for today to next Tuesday, July 23rd at 3:00 CST. Jason and his office have been working on a proposed Discovery Guide to be used in connection with Securities Investor Disputes in AAA Arbitrations. We hope to be able to circulate in advance of the call. We could also use some help developing a compelling argument for AAA that the costs to Claimant should be minimal. As a starting point, we were hoping to prepare a summary of the history as to why the costs of consumer cases are what they are and what sort of evolution on costs in consumer cases may have taken place over the years. Thanks, and we look forward to speaking next week. -Lance Lance C. McCardle Partner lmccardle(a)fishmanhaygood.com<mailto:lmccardle@fishmanhaygood.com> ------------------------------------------- FishmanHaygood LLP 201 St. Charles Avenue, 46th Floor New Orleans, Louisiana 70170 d: 504.586.5298 f: 1504.949.8216 fishmanhaygood.com This transmittal and attachments may be a confidential attorney-client communication or may otherwise be privileged or confidential. If you are not the intended recipient, you have received this transmittal in error; any review, dissemination, distribution or copying of this transmittal is prohibited. If you have received this transmittal and/or attachments in error please notify us immediately by reply or by telephone (call us collect at 504-586-5252) and immediately delete this message and all its attachments. IRS Circular 230 disclosure: To ensure compliance with requirements imposed by the IRS, we inform you that any U.S. federal tax advice contained in this communication (including any attachments) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein.

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Canceled: PIABA Arbitration Committee Meeting
by PIABA 25 Jun '24

25 Jun '24

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Arbitration Committee
by McCardle, Lance C. 25 Jun '24

25 Jun '24

All, we are still waiting on a few deliverables, so we are going to cancel the arbitration committee meeting reset for today. We will plan to pick it up next month (July 16, 2024, at 3:00 CST). Thank you. -Lance Lance C. McCardle Partner lmccardle(a)fishmanhaygood.com<mailto:lmccardle@fishmanhaygood.com> ------------------------------------------- FishmanHaygood LLP 201 St. Charles Avenue, 46th Floor New Orleans, Louisiana 70170 d: 504.586.5298 f: 1504.949.8216 fishmanhaygood.com This transmittal and attachments may be a confidential attorney-client communication or may otherwise be privileged or confidential. If you are not the intended recipient, you have received this transmittal in error; any review, dissemination, distribution or copying of this transmittal is prohibited. If you have received this transmittal and/or attachments in error please notify us immediately by reply or by telephone (call us collect at 504-586-5252) and immediately delete this message and all its attachments. IRS Circular 230 disclosure: To ensure compliance with requirements imposed by the IRS, we inform you that any U.S. federal tax advice contained in this communication (including any attachments) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein.

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PIABA Arbitration Committee Meeting
by PIABA 18 Jun '24

18 Jun '24

Dates: March 19th April 16th May 21st June 18th - RESCHEDULED TO JUNE 25 July 16th August 20th September 17th October 15th Time: 4:00pm ET; 3:00pm CT; 2:00pm MT; 1:00pm PT Meeting ID: 885 6698 2861 Passcode: 594401 Link: https://us06web.zoom.us/j/88566982861?pwd=LzVHZzQ4MWZrK2lvR0Rlc0dkYWVXUT09 Dial by your location +1 669 900 6833 US (San Jose) +1 253 215 8782 US (Tacoma) +1 346 248 7799 US (Houston) +1 929 205 6099 US (New York) +1 301 715 8592 US (Washington DC) +1 312 626 6799 US (Chicago) Find your local number: https://zoom.us/u/aiAdIR0S4

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Arb Committee Meeting moved to 6/25 at 3:00 (CST)
by McCardle, Lance C. 18 Jun '24

18 Jun '24

Good morning, everyone. Due to a few conflicts, we are going to move this week's meeting to next Tuesday, June 25th at 3:00 (CST). Thanks. -Lance Lance C. McCardle Partner lmccardle(a)fishmanhaygood.com<mailto:lmccardle@fishmanhaygood.com> ------------------------------------------- FishmanHaygood LLP 201 St. Charles Avenue, 46th Floor New Orleans, Louisiana 70170 d: 504.586.5298 f: 1504.949.8216 fishmanhaygood.com This transmittal and attachments may be a confidential attorney-client communication or may otherwise be privileged or confidential. If you are not the intended recipient, you have received this transmittal in error; any review, dissemination, distribution or copying of this transmittal is prohibited. If you have received this transmittal and/or attachments in error please notify us immediately by reply or by telephone (call us collect at 504-586-5252) and immediately delete this message and all its attachments. IRS Circular 230 disclosure: To ensure compliance with requirements imposed by the IRS, we inform you that any U.S. federal tax advice contained in this communication (including any attachments) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein.

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Re: Meeting Rescheduled
by McCardle, Lance C. 28 May '24

28 May '24

Reminder that we are going to have a short call today at 4:00 ET (in about 15 mins). We are going to discuss: 1. Improvements / amendments to the current FINRA Discovery Guide (ideas floated around thus far are attached). 2. Analysis of costs to the Claimant in the proposed AAA Securities Investor Dispute Arbitration Rules (latest draft of those rules are attached). 3. Discovery Guide (a/k/a Securities Investor Document Exchange Lists) that would be applicable to cases subject to the proposed AAA Securities Investor Dispute Arbitration Rules. Thanks. -Lance From: Jennifer Shaw via Arbitration <arbitration(a)mail.piaba.org> Sent: Tuesday, May 21, 2024 9:32 AM To: Ashley Ringo via Arbitration <arbitration(a)mail.piaba.org> Subject: [Arbitration] Meeting Rescheduled Today's Arbitration committee meeting is rescheduled to next week, Tuesday, May 28, 2024 at 4:00pm ET. Jennifer Shaw Executive Director PIABA 1300 McGee Drive, Ste. 112 Norman, OK 73072 (405) 300-8909

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Meeting Rescheduled
by Jennifer Shaw 21 May '24

21 May '24

Today’s Arbitration committee meeting is rescheduled to next week, Tuesday, May 28, 2024 at 4:00pm ET. Jennifer Shaw Executive Director PIABA 1300 McGee Drive, Ste. 112 Norman, OK 73072 (405) 300-8909

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Canceled: PIABA Arbitration Committee Meeting
by PIABA 16 Apr '24

16 Apr '24

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