May 2024 - Ria - Worxco List Serve

RIA Committee Call
by Tiffany Zachary 17 May '24

17 May '24

Topic: RIA Committee Zoom Meeting Date: Friday, May 17, 2024 Time: 12:00 pm eastern; 11:00 am central; 10:00 am mountain; 9:00 am pacific Join Zoom Meeting https://us06web.zoom.us/j/92857961738?pwd=M0RWOHBMT0x0TUJBQTVib2xHQXZ5QT09 Meeting ID: 928 5796 1738 Passcode: 075712 --- One tap mobile +16699006833,,92857961738#,,,,*075712# US (San Jose) +17193594580,,92857961738#,,,,*075712# US --- Find your local number: https://us06web.zoom.us/u/kcksYHG5Ww Tiffany Zachary PIABA, IT Administrator 1300 McGee Drive, Ste. 112 Norman, OK 73072 Direct: 405-241-5381 Toll Free: 888-621-7484 x101 Email: tzachary(a)piaba.org<mailto:tzachary@piaba.org>

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Re: RIA meeting postponed
by Dave Neuman 15 May '24

15 May '24

Hi everyone - we have a meeting on Friday at 12:00 pm Eastern/11:00 am Central/10:00 am Mountain/9:00 am Pacific. We'd like to discuss the results of the survey regarding AAA and the applicability of consumer vs. commercial rules. The results are posted here: https://www.dropbox.com/scl/fo/hfblut31qgk9wiu4exuta/AFJhzQF1ykgLNOoK7tI94I… I know that some of you can't make Friday's meeting, but I hope to see the rest of you then. Thanks, Dave Neuman David Neuman, Esq. Israels & Neuman, PLC 506 Second Avenue, Suite 1400 Seattle, WA 98104 206-795-5798 dave(a)israelsneuman.com This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If the reader is not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution, forwarded or copying of this communication is strictly prohibited. If you have received this communication in error, please notify the sender immediately by email or telephone, delete the material from your computer and destroy any printed copies. On Thu, May 2, 2024 at 10:22 AM Dave Neuman via Ria <ria(a)mail.piaba.org> wrote: > Hey all - we had an RIA meeting scheduled for tomorrow, May 3. However, I > am unavailable and will need to cancel. Sorry for the inconvenience and > late notice. > > We want to reschedule it for Friday, May 17, and I hope that everyone can > be available then. If you can't make it, please let me know. Otherwise, I > hope to see everyone in two weeks. Thanks, > > Dave > > > David Neuman, Esq. > Israels & Neuman, PLC > 506 Second Avenue, Suite 1400 > Seattle, WA 98104 > 206-795-5798 > dave(a)israelsneuman.com > > This message is intended only for the use of the individual or entity to > which it is addressed and may contain information that is privileged, > confidential and exempt from disclosure under applicable law. If the reader > is not the intended recipient, or the employee or agent responsible for > delivering the message to the intended recipient, you are hereby notified > that any dissemination, distribution, forwarded or copying of this > communication is strictly prohibited. If you have received this > communication in error, please notify the sender immediately by email or > telephone, delete the material from your computer and destroy any printed > copies. > ________________________________________________ > The information posted on this list server is confidential, is protected > under the Electronic Communications Privacy Act, 18 USC sections 2510-2521, > and may also be protected by attorney-client and/or attorney/work product > privileges. It is intended only for the use of the individuals licensed to > have access to this list-serve and the privileges are not waived by virtue > of this having been sent by email. If the person actually receiving this > information or any other reader of the list server is not a permitted > member, any use, dissemination, distribution, or copying of the > communication is strictly prohibited. If you have received this information > in error, please return the original message to us at Tiffany Zachary at > tzachary(a)piaba.org. > > Public Investors Advocate Bar Association (PIABA) provides this and other > list-serves for the convenience of its members. PIABA has no obligation to > continue to provide this service to any member or to the membership > generally. PIABA reserves the right to discontinue this service completely > and/or to exclude any person from any list-serve at any time without notice > for violating restrictions on use or for any other reason. PIABA does not > censor, edit, or exercise any other control over the content of emails sent > to the list-serve; nor is there any way of preventing an email sent to the > list-serve from being forwarded to persons outside of the list-serve. > > PIABA can give no assurance that emails sent to the list-serve will be > received or read by others on the list-serve. This list-serve is governed > by the PIABA List-Serve Guidelines, By-laws and Policies. > > If you become aware of a violation of the PIABA List-Serve Guidelines, > please report those violations immediately to us by telephone at > 405.360.8776 or by email to Tiffany Zachary at tzachary(a)piaba.org. To > unsubscribe from this list-serve, contact Tiffany Zachary at > tzachary(a)piaba.org.

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Re: RIA Committee Meeting
by Thomas D. Mauriello 02 May '24

02 May '24

I will be unable to make the meeting as I will be in New Orleans for Jazz Fest. See you at the next one. Tom Mauriello Sent from my iPhone > On May 2, 2024, at 1:53 PM, Tiffany Zachary <tzachary(a)piaba.org> wrote: > > Topic: RIA Committee Zoom Meeting > Date: Friday, May 17, 2024 > Time: 12:00 pm eastern; 11:00 am central; 10:00 am mountain; 9:00 am pacific > > Join Zoom Meeting > https://us06web.zoom.us/j/92857961738?pwd=M0RWOHBMT0x0TUJBQTVib2xHQXZ5QT09 > > Meeting ID: 928 5796 1738 > Passcode: 075712 > > --- > > One tap mobile > +16699006833,,92857961738#,,,,*075712# US (San Jose) > +17193594580,,92857961738#,,,,*075712# US > > --- > > Find your local number: https://us06web.zoom.us/u/kcksYHG5Ww > > ________________________________________________ > The information posted on this list server is confidential, is protected under the Electronic Communications Privacy Act, 18 USC sections 2510-2521, and may also be protected by attorney-client and/or attorney/work product privileges. It is intended only for the use of the individuals licensed to have access to this list-serve and the privileges are not waived by virtue of this having been sent by email. If the person actually receiving this information or any other reader of the list server is not a permitted member, any use, dissemination, distribution, or copying of the communication is strictly prohibited. If you have received this information in error, please return the original message to us at Tiffany Zachary at tzachary(a)piaba.org. > > Public Investors Advocate Bar Association (PIABA) provides this and other list-serves for the convenience of its members. PIABA has no obligation to continue to provide this service to any member or to the membership generally. PIABA reserves the right to discontinue this service completely and/or to exclude any person from any list-serve at any time without notice for violating restrictions on use or for any other reason. PIABA does not censor, edit, or exercise any other control over the content of emails sent to the list-serve; nor is there any way of preventing an email sent to the list-serve from being forwarded to persons outside of the list-serve. > > PIABA can give no assurance that emails sent to the list-serve will be received or read by others on the list-serve. This list-serve is governed by the PIABA List-Serve Guidelines, By-laws and Policies. > > If you become aware of a violation of the PIABA List-Serve Guidelines, please report those violations immediately to us by telephone at 405.360.8776 or by email to Tiffany Zachary at tzachary(a)piaba.org. To unsubscribe from this list-serve, contact Tiffany Zachary at tzachary(a)piaba.org.

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RIA Committee Meeting
by Tiffany Zachary 02 May '24

02 May '24

Topic: RIA Committee Zoom Meeting Date: Friday, May 17, 2024 Time: 12:00 pm eastern; 11:00 am central; 10:00 am mountain; 9:00 am pacific Join Zoom Meeting https://us06web.zoom.us/j/92857961738?pwd=M0RWOHBMT0x0TUJBQTVib2xHQXZ5QT09 Meeting ID: 928 5796 1738 Passcode: 075712 --- One tap mobile +16699006833,,92857961738#,,,,*075712# US (San Jose) +17193594580,,92857961738#,,,,*075712# US --- Find your local number: https://us06web.zoom.us/u/kcksYHG5Ww

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Re: RIA meeting postponed
by Leonard Steiner 02 May '24

02 May '24

I am scheduled to start a three week jury trial next week. If it actually proceeds, which looks likely, I will be unavailable until the end of May. Lenny Leonard Steiner STEINER & LIBO PROFESSIONAL CORPORATION 11845 W. Olympic Boulevard, Suite 910W Los Angeles, CA 90064 310-273-7778 (Tel.) 310-273-7679 (Fax) 310-702-1675 (Cell) From: Dave Neuman via Ria <ria(a)mail.piaba.org> Sent: Thursday, May 2, 2024 10:22 AM To: ria(a)mail.piaba.org Subject: [RIA] RIA meeting postponed Hey all - we had an RIA meeting scheduled for tomorrow, May 3. However, I am unavailable and will need to cancel. Sorry for the inconvenience and late notice. We want to reschedule it for Friday, May 17, and I hope that everyone can be available then. If you can't make it, please let me know. Otherwise, I hope to see everyone in two weeks. Thanks, Dave David Neuman, Esq. Israels & Neuman, PLC 506 Second Avenue, Suite 1400 Seattle, WA 98104 206-795-5798 dave(a)israelsneuman.com<mailto:dave@israelsneuman.com> This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If the reader is not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution, forwarded or copying of this communication is strictly prohibited. If you have received this communication in error, please notify the sender immediately by email or telephone, delete the material from your computer and destroy any printed copies.

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Re: RIA meeting postponed
by Brandon Reif 02 May '24

02 May '24

I'm in AAA arbitration in NYC BRANDON S. REIF Managing Shareholder BReif(a)reiflawgroup.com<mailto:breif@reiflawgroup.com> [Reif Law Group] Local: 310.494.6500 | Toll Free: 833.494.6500 Main: 1925 Century Park East, Suite 1700, Los Angeles, CA 90067 Secondary: 3333 Michelson Drive, Suite 300, Irvine, CA 92612 www.reiflawgroup.com<https://reiflawgroup.com/> Disclaimer: The contents of this email message are intended solely for the addressee and may contain attorney-client privilege and/or confidential information that are legally protected from disclosure. Please immediately alert the sender and delete this email message if you are not the intended recipient and any use, dissemination, copying, or storage of this message or its attachments is strictly prohibited. From: Kimberly L. Chavers, Esq. via Ria <ria(a)mail.piaba.org> Sent: Thursday, May 2, 2024 11:25 AM To: Dave Neuman <dave(a)israelsneuman.com>; ria(a)mail.piaba.org Subject: [RIA] Re: RIA meeting postponed Hi, Dave - as of right now, I will be on an airplane & in the air between 11am - 4pm EST on Friday, May 17th. If something changes with my travel, I will definitely try to dial in and put it on my calendar just in case. Sincerely, Kim Kimberly L. Chavers, Esq. CHAVERS LAW, PLLC Direct: 941.374.7979 Fax: 941.500.5112 Email: KChavers(a)ChaversLawFL.com<mailto:KChavers@ChaversLawFL.com> Website: https://ChaversLawFL.com<https://chaverslawfl.com/> Sarasota, FL* *Available for Consultation and by Appointment NOTICE: This transmission and any attachments may contain information that is privileged, confidential and exempt from disclosure under applicable law. If you are not the intended recipient, you are hereby notified that any disclosure, copying, distribution, or use of the information contained herein (including any reliance thereon) is STRICTLY PROHIBITED. If you received this transmission in error, please contact the sender and delete the material from any computer immediately. Thank you. ________________________________ From: Dave Neuman via Ria <ria(a)mail.piaba.org<mailto:ria@mail.piaba.org>> Sent: Thursday, May 2, 2024 1:22:33 PM To: ria(a)mail.piaba.org<mailto:ria@mail.piaba.org> <ria(a)mail.piaba.org<mailto:ria@mail.piaba.org>> Subject: [RIA] RIA meeting postponed Hey all - we had an RIA meeting scheduled for tomorrow, May 3. However, I am unavailable and will need to cancel. Sorry for the inconvenience and late notice. We want to reschedule it for Friday, May 17, and I hope that everyone can be available then. If you can't make it, please let me know. Otherwise, I hope to see everyone in two weeks. Thanks, Dave David Neuman, Esq. Israels & Neuman, PLC 506 Second Avenue, Suite 1400 Seattle, WA 98104 206-795-5798 dave(a)israelsneuman.com<mailto:dave@israelsneuman.com> This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If the reader is not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution, forwarded or copying of this communication is strictly prohibited. If you have received this communication in error, please notify the sender immediately by email or telephone, delete the material from your computer and destroy any printed copies.

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Re: RIA meeting postponed
by Kimberly L. Chavers, Esq. 02 May '24

02 May '24

Hi, Dave - as of right now, I will be on an airplane & in the air between 11am - 4pm EST on Friday, May 17th. If something changes with my travel, I will definitely try to dial in and put it on my calendar just in case. Sincerely, Kim Kimberly L. Chavers, Esq. CHAVERS LAW, PLLC Direct: 941.374.7979 Fax: 941.500.5112 Email: KChavers(a)ChaversLawFL.com Website: https://ChaversLawFL.com<https://chaverslawfl.com/> Sarasota, FL* *Available for Consultation and by Appointment NOTICE: This transmission and any attachments may contain information that is privileged, confidential and exempt from disclosure under applicable law. If you are not the intended recipient, you are hereby notified that any disclosure, copying, distribution, or use of the information contained herein (including any reliance thereon) is STRICTLY PROHIBITED. If you received this transmission in error, please contact the sender and delete the material from any computer immediately. Thank you. <https://aka.ms/AAb9ysg> ________________________________ From: Dave Neuman via Ria <ria(a)mail.piaba.org> Sent: Thursday, May 2, 2024 1:22:33 PM To: ria(a)mail.piaba.org <ria(a)mail.piaba.org> Subject: [RIA] RIA meeting postponed Hey all - we had an RIA meeting scheduled for tomorrow, May 3. However, I am unavailable and will need to cancel. Sorry for the inconvenience and late notice. We want to reschedule it for Friday, May 17, and I hope that everyone can be available then. If you can't make it, please let me know. Otherwise, I hope to see everyone in two weeks. Thanks, Dave David Neuman, Esq. Israels & Neuman, PLC 506 Second Avenue, Suite 1400 Seattle, WA 98104 206-795-5798 dave(a)israelsneuman.com<mailto:dave@israelsneuman.com> This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If the reader is not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution, forwarded or copying of this communication is strictly prohibited. If you have received this communication in error, please notify the sender immediately by email or telephone, delete the material from your computer and destroy any printed copies.

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RIA meeting postponed
by Dave Neuman 02 May '24

02 May '24

Hey all - we had an RIA meeting scheduled for tomorrow, May 3. However, I am unavailable and will need to cancel. Sorry for the inconvenience and late notice. We want to reschedule it for Friday, May 17, and I hope that everyone can be available then. If you can't make it, please let me know. Otherwise, I hope to see everyone in two weeks. Thanks, Dave David Neuman, Esq. Israels & Neuman, PLC 506 Second Avenue, Suite 1400 Seattle, WA 98104 206-795-5798 dave(a)israelsneuman.com This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If the reader is not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution, forwarded or copying of this communication is strictly prohibited. If you have received this communication in error, please notify the sender immediately by email or telephone, delete the material from your computer and destroy any printed copies.

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